Chapter 5: Mitigation & Recovery

Vocabulary List


Objectives

This Week's Objectives:



Hazard Mitigation Planning

(Hazard Mitigation Planning Process | FEMA.Gov, 2021)

Hazard mitigation is the effort to reduce loss of life and property by lessening the impact of disasters. Mitigation is action taken to reduce or eliminate long-term risk to hazards. Mitigation is different from preparedness, which is action taken to improve emergency response or operational preparedness. Mitigation is most effective when it is part of a long-term strategy integrated with community processes and plans. Mitigation planning allows communities to think ahead and act before a disaster to reduce loss of life, property, and other financial losses later.

The mitigation planning process is slightly different for each state, local, tribal, and territorial governments. However, regardless of the plan type, there are four main steps in completing a hazard mitigation plan or plan update for any community.

Organize the Planning Process and Resources

At the start, a government agency should focus on assembling the resources needed for a successful mitigation planning process. This includes securing technical expertise, defining the planning area, and identifying key individuals, agencies, neighboring jurisdictions, businesses, and/or other stakeholders to participate in the process. The planning process for local governments should include opportunities for the public to comment on the plan.

Assess Risks

Next, the state, local, tribe, or territory government needs to identify the characteristics and potential consequences of hazards. It is important to understand what geographic areas each hazard might impact and what people, property, or other assets might be vulnerable.

There are four basic components of a risk assessment:

  1. Hazard identification
  2. Profiling of hazardous events
  3. Inventory of assets
  4. Estimate of potential human and economic losses

Develop a Mitigation Strategy

Government agencies and local communities then set priorities and develop long-term strategies for avoiding or minimizing the undesired effects of disasters. The strategy is based on an assessment of the unique set of regulatory, administrative, and financial capabilities to undertake mitigation.

The mitigation strategy also includes a description of how the mitigation actions will be implemented and administered.

Adopt and Implement the Plan

Once approved, a government agency and local community can bring the mitigation plan to life in a variety of ways, ranging from implementing specific mitigation actions to changing aspects of day-to-day organizational operations. To ensure success, the plan must remain a relevant, living document through routine maintenance. Periodic evaluations are necessary to assess changing risks and priorities and make the needed revisions.

As we have learned, disasters can cause loss of life, damage buildings and infrastructure, and harm economic well-being. Hazard mitigation lessens the impact of disasters by reducing loss of life and property. On a related note, hazard mitigation plans raise awareness of hazards, risks and vulnerabilities. Such a plan also identifies ways to reduce risk and focus resources on the greatest risks. An effective mitigation plan reduces risk to key assets in the long term. It also gives jurisdictions within the area information about risks, capabilities, priorities, and action plans. This helps local governments develop and update their hazard mitigation plans. Consider the elements below in terms of a traditional hazard mitigation plan. 


Element

Purpose

Planning Process

Demonstrates a comprehensive and equitable approach to how the plan was prepared, who participated, and how decisions were made. 

Hazard Identification and Risk Assessment (HIRA) 

Describes what hazards may affect the state, where they may occur, and how frequently they may happen. This helps identify risk-informed mitigation actions. The HIRA must account for future conditions like climate change and changes in population and land use. 

Mitigation Capabilities

Documents the state's capabilities to lower risk and increase resilience using a wide range of programs, policies, and initiatives. 

Mitigation Strategy

Guides the development and implementation of hazard mitigation by setting goals, identifying actions, and detailing an action plan that reflects the state’s risks and priorities.

Local Planning Coordination and Capability Building 

Shows how the state supports local and tribal jurisdictions’ capabilities to accomplish hazard mitigation. It also shows how the state directs resources toward effective mitigation planning and investment decisions.

Review, Evaluation and Implementation

Establishes a process for keeping the plan current. This step ensures the plan is carried out over time. Evaluating feedback on the progress toward its mitigation strategy is important.

Adoption and Assurances

Demonstrates the state’s commitment to mitigation planning and implementation. Confirms that the organization will comply with applicable statutes and regulations. 

(Hazard Mitigation Planning for States, n.d.)

There are many mitigation strategies that communities can develop. Each one will likely be coordinated by multiple agencies. An important focus is to identify risks and vulnerabilities for disasters and then develop methods to manage, mitigate or control those elements. To help you prepare the for W05 Term Project assignment, the mitigation strategies below can be considered as ideas to help you think about how you can help lessen the impact of a disaster.

(Mitigation Ideas, 2013)

Recovery


Emergency managers focus on how a nation or community builds, sustains, and coordinates disaster recovery capabilities. Emergency managers encourage and help communities to accelerate the recovery process, beginning with pre-disaster preparedness. This includes coordinating with community partners, mitigating risks, incorporating continuity planning, identifying recovery resources, and developing capacity to manage the recovery process effectively through collaborative and inclusive recovery planning. Collaboration across the whole community on recovery planning helps integrate emergency response, hazard mitigation, resilience, and sustainability into the community’s short- and long-term disaster recovery goals.


Figure 1 describes a recovery continuum in terms of time frames of short-term (days), intermediate (weeks to months) and long-term recovery (months to years). Note how preparedness is indicated as an ongoing process. 

(Developing and Maintaining Emergency Operations Plans, 2021)

Recovery Continuum

A depiction of the recovery continuum. See the appendix for a more in-depth description.

(National Disaster Recovery Framework, 2016)

Access the appendix for a description of the image.

Recovery Guiding Principles


There are eight guiding principles that guide recovery management. When put into practice, these principles maximize the opportunity for achieving recovery success.


  1. Individual and Family Empowerment

Successful recovery includes the ability of individuals and families to rebound from their losses in a manner that sustains their physical, emotional, social, and economic well-being, and all community members must have equal opportunity to participate in community recovery efforts in a meaningful way. 


Care must be taken to assure that actions, both intentional and unintentional, do not exclude groups of people based on race, color, ethnicity, national origin (including limited English proficiency), religion, sex, sexual orientation, gender identity, age, or disability. Care must also be taken to identify and remove social and institutional barriers that hinder or preclude individuals with disabilities and others in the community historically subjected to unequal treatment, from full and equal enjoyment of the programs, goods, services, activities, facilities, privileges, advantages, and accommodations provided. 


It is vital that all individuals, including owners and their animals (including household pets and service and assistance animals) are provided with the tools to access and use a continuum of community support and resources that addresses both the physical losses sustained and the psychological and emotional trauma experienced. 


  1. Local Leadership

Successful recovery requires informed and coordinated leadership throughout all levels of government, sectors of society, and phases of the recovery process. It recognizes that local governments have primary responsibility for the recovery of their communities and play the lead role in planning for and managing all aspects of community recovery. This is a basic, underlying principle that should not be overlooked by emergency managers. Local areas act in support of their communities, evaluate their capabilities, and provide a means of support for overwhelmed local governments. The government is a partner and facilitator in recovery, prepared to quickly enhance its role when the incident impacts relate to areas where a nation’s jurisdiction is primary or affects national security. 


  1. Pre-Disaster Recovery Planning

The speed and effectiveness of recovery operations, and the resilience of outcomes associated with them, can be greatly improved through pre-disaster recovery planning. The scale and magnitude of recovery needs can also be reduced through pre-disaster actions. All stakeholders, including other mission area partners such as Response and Mitigation, need to be involved to ensure a coordinated and comprehensive planning process and to develop relationships that increase post-disaster collaboration and unified decision-making. Discussion and collaboration will also facilitate the development of a common definition of success. 


Pre-disaster recovery planning will help communities take pre- and post-disaster actions that significantly reduce future disaster impacts. By focusing on likely impacts, pre-disaster planning identifies avenues for near-term mitigation through means such as building codes that encourage disaster resilient building practices, and for long-term mitigation through reconstruction land use plans that avoid risk areas. In addition, all partners involved will work together to build and develop their collective capacity and capability to lead, plan, and manage their recovery and increase their overall resilience. Encouraging innovative pre-disaster planning practices can generate tools and resources that will support and sustain disaster mitigation and recovery efforts. 


  1. Engaged Partnerships and Inclusiveness

Effective partnerships rely on an inclusive recovery management and coordination process that engages all elements of the whole community. Those who lead recovery efforts must communicate and support engagement with the whole community by developing shared goals and aligning capabilities to reduce the risk of any jurisdiction being overwhelmed in times of crisis. Layered, mutually supporting capabilities of individuals, communities, the private sector, NGOs, and governments at all levels allow for coordinated management and planning. Partnerships and collaboration across groups, sectors, and governments can assist affected communities in evaluating current and anticipated recovery needs and understanding how to access all available resources beyond traditional recovery programs. 


Engaged partnership and coalition building includes ongoing clear, consistent, effective, accessible, and culturally appropriate communication and information sharing throughout recovery. Engaged partnerships are vital for ensuring that all voices are heard from all parties involved in recovery and that all available resources are brought to the table. This is especially critical at the community level where nongovernmental partners in the private and nonprofit sectors play a critical role in meeting local needs. 


Inclusiveness in the recovery process includes individuals with disabilities and others with access and functional needs, advocates of children, older adults, members of underserved communities, and those with animals (including household pets and service and assistance animals). Engaged leadership relies on participation and involvement of all people in the whole community and ensures every community emergency management process includes people with disabilities across all committees, projects, and public gatherings. Involving people with disabilities in preparedness sets the stage and frame of mind to involve them in response, recovery, and mitigation. Sensitivity and respect for social and cultural diversity must be maintained at all times. Compliance with equal opportunity and civil rights laws must also be upheld.


  1. Unity of Effort

Successful recovery is defined by the community, and it requires a unified, coordinated effort. Recovery experiences have consistently pointed to examples of increased coordination efforts as central to efficient, effective, and timely recovery. 


Coordination following any incident will allow recovery leaders to identify needs and priorities more effectively, reallocate existing resources, engage traditional and nontraditional whole community partners, and identify other assistance. Since most incidents are managed at the local area level, the incorporation of a coordinated effort is critical. A unity of effort respects the authority and expertise of each participating organization while coordinating support of common recovery priorities and objectives built upon consensus and a transparent and inclusive planning process.


  1. Timeliness and Flexibility

Successful recovery maintains timeliness and flexibility by efficiently coordinating and conducting recovery activities and delivering assistance. It also minimizes delays and loss of opportunities. 


The process strategically sequences recovery decisions and promotes coordination across mission areas, addresses potential conflicts, builds confidence and ownership of the recovery process among all stakeholders. This process also ensures that recovery plans, programs, policies, and practices are adaptable to meet unforeseen, unmet, and evolving recovery needs.


  1. Resilience and Sustainability

Pre- and post-disaster recovery activities offer unique opportunities to reduce current and future risk and contribute to a more sustainable community. A successful recovery process engages in a rigorous assessment and understanding of community risks that might endanger or pose additional recovery challenges. 


Resilience is the ability to prepare for and adapt to changing conditions and withstand and recover rapidly from disruptions. Resilience includes the ability to withstand and recover from deliberate attacks, accidents, or naturally occurring threats or incidents. The Mitigation, Recovery, and Protection mission areas focus on the same community systems to increase resilience. Crossmission area integration activities, such as planning, are essential to ensuring that risk avoidance and risk reduction actions are taken during the recovery process. Pre- and post-disaster recovery efforts can be leveraged to implement solutions that will increase community resilience in the economic, housing, natural and cultural resources, infrastructure, health (including behavioral health) and social services, and government sectors. 


Communities can capitalize on opportunities during rebuilding to support their sustainability and livability goals such as laying foundations for future growth, making smart energy choices, improving economic competitiveness, expanding location- and energy-efficient accessible housing choices, and enhancing healthy, safe, and walkable neighborhoods for rural, urban, or suburban neighborhoods. The process of pre-disaster planning can help build capacity and increase resilience and sustainability by taking a deliberate look at risks and opportunities prior to an incident. Well planned, inclusive, coordinated, and executed solutions can build capacity and capability and enable a community to prepare for the future. 


  1. Psychological and Emotional Recovery

Successful recovery addresses the full range of psychological, emotional, and behavioral health needs associated with the disaster’s impact and resulting recovery challenges. Behavioral health assistance provided in recovery may include providing information and educational resources, basic psychological support and crisis counseling, assessment, and referral to treatment when needed for more serious mental health or addiction issues. 


Individuals and families will be better situated to manage their recovery once their basic needs are met, such as shelter, food, and reunification with family and household pets or service and assistance animals. Successful recovery acknowledges the linkages between the recovery of individuals, families, social networks, and communities.

(National Disaster Recovery Framework, 2016)


Recovery Support Functions


Another way to approach disaster recovery is to organize around six recovery support functions (RSFs) as the key areas of recovery assistance. Their purpose is to support local governments and community organizations (including those not active in emergency response) by facilitating problem solving, improving access to resources, and fostering coordination among government agencies, nongovernmental partners, and stakeholders.


During planning and when activated post-disaster, RSFs identify recovery challenges, contribute resources and solutions, facilitate local stakeholder participation, and promote intergovernmental and public-private partnerships. The objective of the RSFs is to facilitate the identification, coordination and delivery of assistance to local  governments and the private and nonprofit sectors, accelerating the process of recovery, redevelopment, and revitalization.


The six RSFs include the following:  


  1. Infrastructure Systems Recovery Support Function

  2. Economic Recovery Support Function  

  3. Natural and Cultural Resources Recovery Support Function 

  4. Health and Social Services Recovery Support Function  

  5. Community Assistance Recovery Support Function 

  6. Housing Recovery Support Function

1. Infrastructure Systems RSF Related to Disasters

The Infrastructure Systems RSF facilitates the integration of the capabilities to support local government agencies and other infrastructure owners and operators in their efforts to achieve recovery goals relating to the public engineering of the nation’s infrastructure systems.

Before a Disaster

After a Disaster

Building Capacity: Supports planning, preparedness, education, training, and outreach efforts to enhance capabilities for long-term recovery.

Federal Coordination: Activates and deploys as required and coordinates the efforts of primary agencies and supporting organizations to ensure the deployment of resources from these agencies to the disaster-impacted area.

Planning and Preparedness: Works with partners to identify critical facilities and ensure considerations are made to reduce risk pre- and post-disaster.

Long-Term Recovery Presence: Supports the long-term recovery of infrastructure systems, dependent on the nature and scope of the disaster.

Multi-level Support: Plans federal support for recovery from catastrophic incidents as well as regional disaster recovery challenges. 

Deploys Resources: Deploys RSF resources, as required by the specific disaster situation, to the field to assist the affected community in developing an Infrastructure Systems Recovery action plan.

Preparing Support Staff: Identifies and trains IS RSF agency participants to prepare for activation as funded by each participating agency.

Financial Monitoring: Monitors the use of limited capital resources necessary for infrastructure recovery to avoid redundant, counterproductive, or illegal use.

Hazard Mitigation Technical Assistance: Offers technical assistance to SLTTs and stakeholders on the process, practices, and policies of hazard mitigation.

 


2. RSF Related to Disasters

The Economic RSF integrates the expertise of the government agencies to help local governments and the private sector sustain and/or rebuild businesses and develop economic opportunities to help communities become sustainable and economically resilient after large-scale and catastrophic incidents. 

Before a Disaster

After a Disaster

Partnership Development: Develops federal, state, and non-governmental entity relationships to facilitate idea-sharing, planning, and identification of resources to help local communities with implementation of economic development projects. 

Partnership and Stakeholder Engagement: Creates opportunities for representatives of local and state economic and workforce development organizations to meet federal experts and learn about available recovery resources and assistance programs. 

Pre-Disaster Recovery Planning: Collaborates on data tools, dashboards, and guides to help economic development organizations plan and effectively implement recovery and resilience strategies. Encourages regional economic development districts to develop Comprehensive Economic Development Strategies (CEDS) that consider ways to strengthen resiliency to risks and hazards, including aligning the CEDS with FEMA’s hazard mitigation plan. 

Assess Impacts and Develop Recovery Strategies: Works closely with local and regional leadership during disaster recovery to provide technical assistance and data related to economic development. Helps to identify resources to fund recovery, rebuilding, and resiliency efforts. This may include support for disaster recovery coordinators and project funding, including access to Disaster Supplemental appropriations where relevant.   

Preparedness and Mitigation Development: This can include identifying risks and hazards that may impact economic assets and infrastructure, business continuity planning, and developing strategies that strengthen local economies, such as programs that encourage economic diversification.

Workforce Development: Engages the workforce development system, including state vocational rehabilitation programs, to help disaster survivors return to work with the appropriate supports, accommodation, and retraining. This also includes helping disaster impacted places take advantage of new economic opportunities, build a workforce for the future, and promote rebuilding efforts that add value to the local economy.  


3. Natural & Cultural Resources RSF 

The Natural & Cultural Resources (NCR) RSF coordinates community agencies working together to provide information and assistance to communities seeking to preserve, protect, conserve, rehabilitate, recover, and restore natural and cultural resources during recovery. Examples of Natural & Cultural Resources Support include the following:

4. Health and Social Services RSF

The Health and Social Services (HSS) RSF restores and improves health and social services networks to promote the resilience, health, independence, and well-being of the whole community pre- and post-disaster (for example, hospitals, clinics, public health agencies, and so on). This RSF supports locally led recovery efforts focused on health care systems, human services, behavioral health, public health, environmental health, and education. Examples of Health and Social Services Support Include:

5. Community Assistance (CA) RSF Related to Disasters

After a disaster, communities must lead complex efforts to recover. The Community Assistance RSF supports local communities by building relationships, providing training, and supporting efforts to plan, prioritize, and implement their recovery goals and objectives.


Before a Disaster

After a Disaster

Partnership Development: Identification, connection, and coordination with national, state, local, and regional partners who can assist CA in its mission.

Just-in-Time Training: Hosts training series offered to local staff and leadership that provides critical information about disaster processes and planning and capacity considerations.

Pre-Disaster Recovery Planning: Encourages and supports efforts of states, tribes, and territories to develop pre-disaster recovery plans to guide post-disaster recovery efforts and build recovery capabilities.

Community Engagement and Partnership Development: Provides advice and support to communities to engage all stakeholders to support equitable and inclusive recovery.

Building Community Assistance Awareness, Engagement and Capacity: Engages states, tribes, and territories with partner support to describe CA program support and offerings.

Recovery Planning Technical Assistance: Works with impacted communities and CA partners to provide planning technical assistance and identify potential funding sources for identified recovery projects.

Planning Tools, Data Assessment, Guidance: Development of tools and materials to assist CA’s mission.

Management Capacity: With partners, works with impacted community leaders to identify management needs and resources.


6. Housing Recovery Support Function Related to Disasters

The Housing RSF works toward addressing disaster housing issues, focusing on solutions that are feasible, sustainable, and resilient. As states and communities look to the federal government for assistance in housing both disaster survivors and others who choose to live in recovering communities, the Housing RSF coordinates and effectively integrates available housing-related resources, addresses conflicting policy and program issues, and identifies gaps in service and assistance delivery.

Before a Disaster

After a Disaster

Supports local planning, preparedness, education, training, and outreach efforts to enhance capabilities for long-term recovery. 

Recovery Needs Assessment (RNA): Works with federal interagency and SLTT partners to develop a short summary of permanent housing challenges, needs, and findings to assess housing recovery options.

Supports and provides tools and resources for community housing development and rebuilding plans that include resiliency and mitigation efforts. For more information, see HUD Exchange.

Housing Impact Assessment: Provides baseline evaluation of pre-incident housing conditions and post incident impacts and damage levels. Using data analysis and stakeholder feedback, identifies key recovery considerations for SLTTs, renters, and homeowners, with extra focus on vulnerable populations.

Encourages and supports the development of SLTT disaster housing plans. Provides training, tools, and resources to HUD-assisted housing providers to assist in disaster preparedness, response, and recovery planning.

Recovery Implementation Support: Working with communities to coordinate resources and remove barriers to rebuilding resilient, affordable housing, including housing for individuals with access and functional needs.

 

Housing Strategy Development: Using the RNA and Housing Impact Assessment, identify potential recovery options for SLTTs, renters, and homeowners, with extra focus on vulnerable populations.

(Recovery Support Functions, n.d.)



Recovery Checklist: A checklist can be an effective tool for planning and implementing emergency management activities. Consider the checklist below for items pertaining to recovery operations.



Non-Governmental Organizations (NGOs)

Non-governmental organizations are voluntary, faith-based, philanthropic, or community organizations that coordinate and collaborate to help individuals and communities respond to and recover from disasters. NGO support is provided by a range of organizations from small community-based nonprofits to national organizations with extensive experience in disaster response and recovery. NGOs provide targeted services to groups such as children, individuals with disabilities, people with access and functional needs, ethnically and culturally diverse communities, people with limited English proficiency, and animal owners (including household pets and service and assistance animals). 

As NGOs are pivotal to the recovery of an affected jurisdiction, it is crucial that the whole community understands their role and that they receive timely recovery information and the resources necessary to be an active participant in the recovery process. NGOs contribute a wealth of research and experience around issues of resilience, either by effecting change through private sector initiatives, philanthropy, and public policy, or through project-specific undertakings that result in stronger communities. In the pre-disaster setting, disaster planners work with these organizations to foster relationship building that will enable these groups to effectively engage in recovery collaboration. NGOs often have access to extended networks through local offices and chapters of the organization, providing contextually based insight and access to potential recovery partnerships and resilience champions. 


Examples of NGOs include the following:  


NGOs also offer expertise and assistance in a wide range of services and capabilities. Examples include the following:


In contrast to non-governmental organizations, the local government usually takes leadership in preparing for and managing the response and recovery of its community. Individuals, families, and businesses look to local governments to articulate their recovery needs. The local government leads pre-disaster recovery and mitigation planning efforts and has the primary role of planning and managing all aspects of a community’s recovery post-disaster. These capabilities must be delivered in an effective way, regardless of the threat. Because such incidents may affect organizations’ or communities’ ability to accomplish these functions, continuity planning and operations need to be an inherent component of pre-disaster planning processes to ensure the continuation of each core capability and of the coordinating structures that provide them. 

(National Disaster Recovery Framework, 2016)


Additional Considerations, including Emergency Management Skills 

The following considerations and skills describe unique aspects of recovery that apply to pre- and post-disaster planning:  


Achieving Successful Recovery 

Each community defines recovery outcomes differently based on its circumstances, challenges, recovery vision, and priorities. One community may characterize recovery success as the return of its economy to pre-disaster conditions, while another may see it as the opening of new economic opportunities. 

Recovery is more than the community’s return to pre-disaster circumstances. Because of the time recovery takes, simple restoration may result in lost opportunities. This is especially true when the community determines that pre-disaster conditions are no longer sustainable, competitive, or functional. That conclusion may result from pre-disaster circumstances or stem from the post-disaster evaluation of damage or other change. Some communities, for example, may conclude that success requires relocating all or some portion of the community assets and restoring vacated areas to a more natural, predevelopment environment. 

In all cases, the community recovery decision-making is best informed by evaluating all alternatives and avoiding simple rebuilding or reconstructing of an area that continues to be at risk. In other communities, reestablishing an economic and social base that instills confidence in the community members and businesses regarding its viability can be critical to recovery success.  


References

Developing and Maintaining Emergency Operations Plans. (2021). https://www.fema.gov/sites/default/files/documents/fema_cpg-101-v3-developing-maintaining-eops.pdf

Hazard Mitigation Planning for States. (n.d.). Federal Emergency Management Agency. Retrieved November 30, 2023, from https://www.fema.gov/sites/default/files/documents/fema_state-mitigation-planning-fact-sheet_2023.pdf

Mitigation Ideas: A Resource for Reducing Risk to Natural Hazards. (2013). https://www.fema.gov/sites/default/files/2020-06/fema-mitigation-ideas_02-13-2013.pdf

National Disaster Recovery Framework. (2016). June 2016. https://www.fema.gov/sites/default/files/2020-06/national_disaster_recovery_framework_2nd.pdf

Recovery Support Functions. (n.d.). FEMA. Retrieved November 30, 2023, from https://www.fema.gov/emergency-managers/national-preparedness/frameworks/recovery/recovery-support-functions


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